Regulatory & Compliance
The SEC's New Retail Fraud Working Group Is a 2017 Rerun, and the Numbers Say Watch Closely
TL;DR: The SEC created a new Retail Fraud Working Group on July 7, 2026, led by Kate Zoladz, Kim Frederick, and David Woodcock. It is a near-copy of the Retail Strategy Task Force that Jay Clayton lau
Jeff Barnes, MBA··10 min read
Regulatory & Compliance
Reg D vs Reg A+ vs Reg CF: Which Securities Exemption Should You Use?
Reg D is best for raising capital from accredited investors with minimal disclosure; Reg A+ allows up to $75 million from the general public with light SEC review; Reg CF enables crowdfunding from non-accredited investors but caps raises at $5 million. Choose based on your investor type, fundraisi
AIN Editorial Team··7 min read